Monday 20 January 2014

Autonomy and Control: Tolkien's Novels and the Freedom of the Reader




To what extent do The Lord of the Rings and The Hobbit invite audience participation?
 
This was one of the questions we addressed in our first Thinklings meeting of 2014. In a recent article Nils Ivar Agøy argues that ‘The Lord of the Rings is a book to make ones own’,[1] whilst Verlyn Flieger has called the novel ‘something of a chameleon’, a novel that will ‘take on whatever literary hue best blends with its readers assumptions’.[2] We discussed to what extent we believed these notions to be true and what the implications were for how we read Tolkien, as individuals, in the furture. The following quote from Agøy’s article, which we considered in some detail, received a mixed response:
 
 

The Lord of the Rings...invites participation, in many subtle ways. Then, too, we simply have to contribute something of our own if we are to visualize what happens in it. Tolkien’s descriptions are rarely very detailed. People, buildings and objects are usually described more or less as the scenery or weather is described, quite vaguely, that is; as seen from a distance...The  book  encourages,  almost  forces  the reader to make her own, more detailed pictures of people and settings—which many do so thoroughly as to become quite annoyed when they discover, in illustrations or films, for instance, that others see things differently.[3]
 

The group was very much interested in the idea that The Lord of the Rings could be in some way ‘personalised’ and generally agreed that it did require readers to participate in the creation of the story. Some members, however, did question the extent to which Tolkien’s writing is ‘rarely very detailed’. After all, there are many examples of Tolkien entering into in depth descriptions of places and characters. The wasteland-esque description of Mordor is one example and Treebeard another (although this character has been visually depicted in various ways in artwork). There were clearly some aspects of Middle Earth and its inhabitants that Tolkien did not want to relinquish authorial control over.
 

Tolkien’s reluctance to give his readers imaginative freedom in all areas of his created world led us on to consider Roland Barthes’ ‘Death of the Author’ theory, which suggests that ‘to give a text an Author is to impose a limit on that text’.[4] We compared this theory with the following quote from Tolkien’s ‘On Fairy Stories’:
 

However good in themselves, illustrations do little good to fairy-stories. The radical distinction between all art (including drama) that offers a visible presentation and true literature is that it imposes one visible form. Literature works from mind  to mind  and  is  thus  more  progenitive. It is at once more universal and more poignantly particular. If it speaks of bread or wine or stone or tree, it appeals to the whole of these things, to their ideas; yet each hearer will give to them a peculiar personal embodiment  in his imagination.[5]
 

Most members were unaware that Tolkien held such an opinion of art and drama. Was Tolkien, like Bartes, against the imposing nature of an author on a text? Did he want to give some of the sub-creation process over to his readers? We considered the work of Benjamin Saxton which considers the extent to which Tolkien allowed his characters agency and to which he, himself, relinquished authorial control. Says Saxton, ‘Tolkien spoke explicitly against the notion of an author controlling a text’.[6] This part of his article particularly interested us:
 

As  his  Letters  demonstrate  most  forcibly,  Tolkien  often defended  his  writing  against [...] perceived  misreadings  of  his  work.  For example,  in  response  to  Morton  Zimmermann’s  screenplay  of  The  Lord  of  the Rings, Tolkien complained that he frequently found his work treated ‘carelessly in general, in places recklessly...’  (Letters  270).  On  the  one  hand  Tolkien’s  displeasure  is understandable  especially  for  any  of  us  who  feels  that  his  creative  work  has been  misinterpreted  or  overlooked. But  how  do  these  comments  square  with Tolkien’s  insistence  on  the  ‘freedom  of  the  reader’  instead  of  ‘the  purposed domination of the author?’[7]

 
The group contemplated whether or not Tolkien was being hypocritical, whether he was actually reluctant to give up ‘control’ of his work. Did Tolkien want the best of both worlds? Some members considered this might be the case, and wondered how Tolkien would have reacted to the cartoon depiction of Thranduil as an ugly toad-like creature in a loin cloth. Yet one member took this example of artistic interpretation to argue that Tolkien was right to criticise interpretations of his work if they were, as he said, ‘reckless’. Perhaps he would simply have had to suffer the depiction of Thranduil thus, if he does not describe elves in much detail in his work? After all, people have many ideas of what elves look like based on various examples they have come across in childhood stories and fairytales. Flieger seems right to say the novel is a ‘chameleon’ based on the readers’ assumptions – was the cartoon version of Thranduil ‘reckless’ or inaccurate or simply a product of what the director thought he knew of elves from other cultural sources?




[1]Nils Ivar Agøy, ‘Vague or Vivid?: Descriptions in The Lord of the Rings’, Tolkien Studies, 10 (2013), 49-67 (p. 49).


[2] Verlyn Flieger, 'A Postmodern Medievalist?', in Tolkien's Modern Middle Ages, ed. by Jane Chance and Alfred K. Siewers (Basingstoke and New York: Palgrave Macmillan, 2005), pp. 17-28 (pp.17-18).


[3] Agøy, p. 49.


[4] Roland Barthes, ‘The Death of the Author,’ in Image, Music, Text (New York: Hill, 1977), pp 142-148 (p. 147).


[5] J. R. R. Tolkien, ‘On Fairy Stories’, in The Monsters and the Critics (__), p. 60.


[6] Benjamin Saxton, ‘J. R. R. Tolkien, Sub-creation, and Theories of Authorship’, Mythlore, 31 (2013), 47-59 (pp. 56-7).


[7] Saxton, p. 57.


 
 

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